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Thursday, June 29, 2017

Equity Trader Alert #2017 - 142
Limit Up/Limit Down Exchange Traded Product Tier 1 List Update

Category:

  • Industry Announcement

Markets Impacted:

Contact Information:

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ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan will be updated effective Monday, July 3, 2017.

Nasdaq in conjunction with other listing exchanges has updated the list of ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan (LULD Plan). The updated list of Tier 1 ETPs can be found here and will be effective as of Monday, July 3, 2017.

The following symbols will move from Tier 2 to Tier 1:

BOTZGlobal X Robotics & Artificial Intelligence Thematic ETF
CFAVictory CEMP US 500 Volatility Wtd Index ETF
CFOVictory CEMP US 500 Enhanced Volatility Wtd Index ETF
CIBRFirst Trust NASDAQ Cybersecurity ETF
CSMLIQ Chaikin U.S. Small Cap ETF
EEMAiShares MSCI Emerging Markets Asia ETF
FBZFirst Trust Brazil AlphaDEX Fund
FEMFirst Trust Emerging Markets AlphaDEX Fund
FTCSFirst Trust Capital Strength ETF
FTXOFirst Trust Nasdaq Bank ETF
JKIiShares Morningstar Mid-Cap Value ETF
KBWRPowerShares KBW Regional Banking Portfolio
PNQIPowerShares NASDAQ Internet Portfolio
ROBOROBO Global Robotics and Automation Index ETF
VIGIVanguard International Dividend Appreciation ETF
VYMIVanguard International High Dividend Yield ETF

The following symbols will move from Tier 1 to Tier 2:

FJPFirst Trust Japan AlphaDEX Fund
FTGCFirst Trust Global Tactical Commodity Strategy Fund
FVCFirst Trust Dorsey Wright Dynamic Focus 5 ETF
PSLPowerShares DWA Consumer Staples Momentum Portfolio
PUIPowerShares DWA Utilities Momentum Portfolio
SOCLGlobal X Social Media Index ETF

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