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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-10-01 | TLTQ | Tradr 1.75X Long TLT Quarterly ETF | Anticipated Security Additions | |||
| 2024-10-01 | TLTQ | Tradr 1.75X Long TLT Quarterly ETF | Security Additions | |||
| 2024-10-01 | ZENA | ZenaTech, Inc. Common Stock | Anticipated Security Additions | |||
| 2024-10-01 | ZENA | ZenaTech, Inc. Common Stock | Security Additions | |||
| 2024-10-02 | ADTX | Aditxt, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-02 | AREB | American Rebel Holdings, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-02 | BDMD | Baird Medical Investment Holdings Ltd Ordinary Share | Anticipated Security Additions | |||
| 2024-10-02 | BDMD | Baird Medical Investment Holdings Ltd Ordinary Share | Security Additions | |||
| 2024-10-02 | BDMDW | Baird Medical Investment Holdings Ltd Warrant | Anticipated Security Additions | |||
| 2024-10-02 | BDMDW | Baird Medical Investment Holdings Ltd Warrant | Security Additions | |||
| 2024-10-02 | CLIK | Click Holdings Limited Ordinary Share | Anticipated Security Additions | |||
| 2024-10-02 | CLIK | Click Holdings Limited Ordinary Share | Security Additions | |||
| 2024-10-02 | CREG | Smart Powerr Corp. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | EXE | Expand Energy Corporation Common Stock | Name/Symbol Changes | |||
| 2024-10-02 | EXEEL | Expand Energy Corporation Class C Warrants | Name/Symbol Changes | |||
| 2024-10-02 | EXEEW | Expand Energy Corporation Class A Warrants | Name/Symbol Changes | |||
| 2024-10-02 | EXEEZ | Expand Energy Corporation Class B Warrants | Name/Symbol Changes | |||
| 2024-10-02 | FORL | Four Leaf Acquisition Corporation Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | FORLU | Four Leaf Acquisition Corporation Unit | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | FORLW | Four Leaf Acquisition Corporation Warrants | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | IVDA | Iveda Solutions, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-02 | KSCP | Knightscope, Inc. Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-02 | LGTY | Logility Supply Chain Solutions, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-02 | LIEN | Chicago Atlantic BDC, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-02 | LKCO | Luokung Technology Corp Ordinary Shares | Financial Status Changes | H-Deficient and Delinquent | E-Delinquent | |
| 2024-10-02 | MKTW | MarketWise, Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | PET | Wag! Group Co. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | PETWW | Wag! Group Co Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | PPBT | Purple Biotech Ltd. American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-02 | SBC | SBC Medical Group Holdings Incorporated Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-02 | SETM | Sprott Funds Trust Sprott Critical Materials ETF | Name/Symbol Changes | |||
| 2024-10-02 | SOBR | SOBR Safe, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-02 | TDUP | ThredUp Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-02 | WCT | Wellchange Holdings Company Limited Ordinary shares | Anticipated Security Additions | |||
| 2024-10-02 | WCT | Wellchange Holdings Company Limited Ordinary shares | Security Additions | |||
| 2024-10-02 | XFIN | ExcelFin Acquisition Corp Class A Common Stock | Issue Suspensions | |||
| 2024-10-02 | XFINU | ExcelFin Acquisition Corp Unit | Issue Suspensions | |||
| 2024-10-02 | XFINW | ExcelFin Acquisition Corp Warrant | Issue Suspensions | |||
| 2024-10-03 | AUGX | Augmedix, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-03 | CETX | Cemtrex Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-03 | CLYM | Climb Bio, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-03 | CUTR | Cutera, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-03 | DXYN | Dixie Group, Inc. (The) Common Stock | Issue Suspensions | |||
| 2024-10-03 | EGRX | Eagle Pharmaceuticals, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-03 | GMM | Global Mofy AI Limited Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-03 | INV | Innventure, Inc. Common Stock | Anticipated Security Additions | |||
| 2024-10-03 | INV | Innventure, Inc. Common Stock | Security Additions | |||
| 2024-10-03 | ISPC | iSpecimen Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-03 | KRKR | 36Kr Holdings Inc. American Depositary Shares | Name/Symbol Changes | |||
| 2024-10-03 | LCW | Learn CW Investment Corporation Class A Ordinary Shares | Issue Suspensions |
