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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-10-10 | WLDS | Wearable Devices Ltd. Ordinary Share | Name/Symbol Changes | |||
| 2024-10-10 | WLDSW | Wearable Devices Ltd. Warrant | Name/Symbol Changes | |||
| 2024-10-10 | YYGH | YY Group Holding Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-11 | ADTX | Aditxt, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-11 | ALCE | Alternus Clean Energy, Inc. Class A Common Stock | Name/Symbol Changes | |||
| 2024-10-11 | ARQQ | Arqit Quantum Inc. Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-11 | CAMP | CAMP4 Therapeutics Corporation Common Stock | Anticipated Security Additions | |||
| 2024-10-11 | CAMP | CAMP4 Therapeutics Corporation Common Stock | Security Additions | |||
| 2024-10-11 | CBLL | CeriBell, Inc. Common Stock | Anticipated Security Additions | |||
| 2024-10-11 | CBLL | CeriBell, Inc. Common Stock | Security Additions | |||
| 2024-10-11 | CCIRU | Cohen Circle Acquisition Corp. I Unit | Anticipated Security Additions | |||
| 2024-10-11 | CCIRU | Cohen Circle Acquisition Corp. I Unit | Security Additions | |||
| 2024-10-11 | DUO | Fangdd Network Group Ltd. Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-11 | GRDI | GRIID Infrastructure Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-11 | HSPO | Horizon Space Acquisition I Corp. Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-11 | IESC | IES Holdings, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-11 | NATO | Themes Transatlantic Defense ETF | Anticipated Security Additions | |||
| 2024-10-11 | NATO | Themes Transatlantic Defense ETF | Security Additions | |||
| 2024-10-11 | PPSI | Pioneer Power Solutions, Inc. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-10-11 | RDACU | Rising Dragon Acquisition Corp. Unit | Anticipated Security Additions | |||
| 2024-10-11 | RDACU | Rising Dragon Acquisition Corp. Unit | Security Additions | |||
| 2024-10-11 | STFS | Star Fashion Culture Holdings Limited Class A Ordinary Shares | Anticipated Security Additions | |||
| 2024-10-11 | STFS | Star Fashion Culture Holdings Limited Class A Ordinary Shares | Security Additions | |||
| 2024-10-11 | STIM | Neuronetics, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-11 | SXTC | China SXT Pharmaceuticals, Inc. Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-11 | UPB | Upstream Bio, Inc. Common Stock | Anticipated Security Additions | |||
| 2024-10-11 | UPB | Upstream Bio, Inc. Common Stock | Security Additions | |||
| 2024-10-11 | USEG | U.S. Energy Corp. Common Stock (DE) | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-11 | XFIN | ExcelFin Acquisition Corp Class A Common Stock | Issue Deletions | |||
| 2024-10-11 | XFINU | ExcelFin Acquisition Corp Unit | Issue Deletions | |||
| 2024-10-11 | XFINW | ExcelFin Acquisition Corp Warrant | Issue Deletions | |||
| 2024-10-14 | AUGX | Augmedix, Inc. Common Stock | Issue Deletions | |||
| 2024-10-14 | BYU | BAIYU Holdings, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-14 | CHUY | Chuy's Holdings, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-14 | CYTH | Cyclo Therapeutics, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-14 | CYTHW | Cyclo Therapeutics, Inc. Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-14 | FMST | Foremost Clean Energy Ltd. Common stock | Name/Symbol Changes | |||
| 2024-10-14 | FMSTW | Foremost Clean Energy Ltd. Warrant | Name/Symbol Changes | |||
| 2024-10-14 | GBNY | Generations Bancorp NY, Inc. Common Stock | Issue Deletions | |||
| 2024-10-14 | GECCM | Great Elm Capital Corp. 6.75% Notes Due 2025 | Issue Suspensions | |||
| 2024-10-14 | GHSI | Guardion Health Sciences, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-14 | HOND | HCM II Acquisition Corp. Class A Ordinary Shares | Name/Symbol Changes | |||
| 2024-10-14 | LCW | Learn CW Investment Corporation Class A Ordinary Shares | Issue Deletions | |||
| 2024-10-14 | PIXY | ShiftPixy, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-14 | PRFT | Perficient, Inc. Common Stock | Issue Deletions | |||
| 2024-10-14 | QMCO | Quantum Corporation Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-15 | BHAC | Focus Impact BH3 Acquisition Company Class A Common Stock | Issue Suspensions | |||
| 2024-10-15 | BHACU | Focus Impact BH3 Acquisition Company Units | Issue Suspensions | |||
| 2024-10-15 | BHACW | Focus Impact BH3 Acquisition Company Warrants | Issue Suspensions | |||
| 2024-10-15 | GURE | Gulf Resources, Inc. (NV) Common Stock | Financial Status Changes | E-Delinquent | N-Normal |
