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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-10-09 | XPON | Expion360 Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-10 | ALLR | Allarity Therapeutics, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-10 | AVL | Direxion Daily AVGO Bull 2X Shares | Anticipated Security Additions | |||
| 2024-10-10 | AVL | Direxion Daily AVGO Bull 2X Shares | Security Additions | |||
| 2024-10-10 | AVS | Direxion Daily AVGO Bear 1X Shares | Anticipated Security Additions | |||
| 2024-10-10 | AVS | Direxion Daily AVGO Bear 1X Shares | Security Additions | |||
| 2024-10-10 | BELT | BlackRock ETF Trust iShares Long-Term U.S. Equity Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | BGRO | BlackRock ETF Trust iShares Large Cap Growth Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | BLCR | BlackRock ETF Trust iShares Large Cap Core Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | BRHY | BlackRock ETF Trust II iShares High Yield Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | BRTR | BlackRock ETF Trust II iShares Total Return Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | CALI | BlackRock ETF Trust II iShares Short-Term California Muni Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | CLOA | BlackRock ETF Trust II iShares AAA CLO Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | DBGI | Digital Brands Group, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | DECA | Denali Capital Acquisition Corp. Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | DECAU | Denali Capital Acquisition Corp. Unit | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | DECAW | Denali Capital Acquisition Corp. Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | EDBL | Edible Garden AG Incorporated Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-10 | EDBLW | Edible Garden AG Incorporated Warrant | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-10 | FLYE | Fly-E Group, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | FRGT | Freight Technologies, Inc. Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-10 | FRZA | Forza X1, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-10 | HMNF | HMN Financial, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-10 | HOND | HCM II Acquisition Corp. Ordinary Shares | Anticipated Security Additions | |||
| 2024-10-10 | HOND | HCM II Acquisition Corp. Ordinary Shares | Security Additions | |||
| 2024-10-10 | HONDW | HCM II Acquisition Corp. Warrant | Anticipated Security Additions | |||
| 2024-10-10 | HONDW | HCM II Acquisition Corp. Warrant | Security Additions | |||
| 2024-10-10 | INHD | Inno Holdings Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-10 | INRO | BlackRock ETF Trust iShares U.S. Industry Rotation Active ETF | Name/Symbol Changes | |||
| 2024-10-10 | MUD | Direxion Daily MU Bear 1X Shares | Anticipated Security Additions | |||
| 2024-10-10 | MUD | Direxion Daily MU Bear 1X Shares | Security Additions | |||
| 2024-10-10 | MUU | Direxion Daily MU Bull 2X Shares | Anticipated Security Additions | |||
| 2024-10-10 | MUU | Direxion Daily MU Bull 2X Shares | Security Additions | |||
| 2024-10-10 | MYNA | Mynaric AG American Depository Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | NCRA | Nocera, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-10 | ONMD | OneMedNet Corp Class A Common Stock | Financial Status Changes | E-Delinquent | H-Deficient and Delinquent | |
| 2024-10-10 | ONMDW | OneMedNet Corp Warrant | Financial Status Changes | E-Delinquent | H-Deficient and Delinquent | |
| 2024-10-10 | RMCF | Rocky Mountain Chocolate Factory, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-10 | SAIH | SAIHEAT Limited Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | SEEM | SEI Select Emerging Markets Equity ETF | Anticipated Security Additions | |||
| 2024-10-10 | SEEM | SEI Select Emerging Markets Equity ETF | Security Additions | |||
| 2024-10-10 | SEIE | SEI Select International Equity ETF | Anticipated Security Additions | |||
| 2024-10-10 | SEIE | SEI Select International Equity ETF | Security Additions | |||
| 2024-10-10 | SEIS | SEI Select Small Cap ETF | Anticipated Security Additions | |||
| 2024-10-10 | SEIS | SEI Select Small Cap ETF | Security Additions | |||
| 2024-10-10 | SKYQ | Sky Quarry Inc. Common Stock | Anticipated Security Additions | |||
| 2024-10-10 | SKYQ | Sky Quarry Inc. Common Stock | Security Additions | |||
| 2024-10-10 | SKYX | SKYX Platforms Corp. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | TRUG | TruGolf Holdings, Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-10 | WKHS | Workhorse Group, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient |
