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Thursday, September 6, 2018

Equity Trader Alert #2018 - 70
FINRA / Nasdaq TRF Chicago Port Fee Waiver and Report HQ Migration

Category:

  • Pricing
  • System Impact

Markets Impacted:

Contact Information:

Resources:

Port Fee Waiver

Nasdaq has established a fee waiver for all production ports for the new FINRA/Nasdaq TRF Chicago until October 31, 2018 (see SR-Nasdaq-2018-056). There are no install fees or monthly fees for these ports during this waiver period. After the waiver period, the standard monthly FIX port fees ($500 per month) will apply.

To request ports for the FINRA/Nasdaq TRF Chicago, please complete the port request form and return to Nasdaq Subscriber Services. Existing Nasdaq POP connections in Chicago or Extranet connections can be used to access these new FINRA/Nasdaq TRF Chicago ports.

Report HQ Migration

Nasdaq is upgrading its technology for Exchange and FINRA / Nasdaq TRF reports from Report Center to Report HQ. Customers wishing to receive reports containing data from the FINRA / Nasdaq TRF Chicago will need to access reports via Report HQ. Subject to filing with the SEC, the following reports will be available as CSVs on Report HQ starting September 24th:

  • Report Center Package reports:
      • 1. Equity Trade Journal
      2. Equity Trade Journal by Security
      3. Reg Recon Reg NMS Daily History (a.k.a. Trade Through Alerts)
      4. Limit Locator Alerts
      5. Limit Locator As Of Alerts
      6. InterACT Trade Report
      7. Market Event Recap
  • Equity Trade Journal for Clearing Package
      • 1. Equity Trade Journal for Clearing
  • Regulatory Transaction Fee Reports
      • 1. Regulatory Transaction Fee

These above reports will continue to be available via Nasdaq Report Center – but the Report Center version will not have details for activity on the FINRA / Nasdaq TRF Chicago. The fees for these reports remain the same (see Nasdaq Pricing List) and customers accessing them through either portal will only pay the request fee once per MPID. A list of report and definitions can be found here: Report List.

Accessing Report HQ

To access Report HQ, please follow the steps outlined in the Report HQ Quick Start Guide.

Questions

Please contact Nasdaq Subscriber Services at +1 212 231 5180 with any questions.



FINRATM, Trade Reporting FacilityTM and TRFTM are trademarks of Financial Industry Regulatory Authority, Inc.; FINRA/NASDAQ TRFTM is used under license for Financial Industry Regulatory Authority, Inc.

Nasdaq® is registered trademarks of Nasdaq, Inc. ©Copyright 2018. All rights reserved.


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