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Wednesday, September 24, 2008

Equity Regulatory Alert #2008 - 25
SEC Issues Further Guidance Regarding the Commission’s Emergency Order Concerning Rules to Protect Investors against "Naked" Short Selling Abuses

Please Route To:

Head Traders; Technical Contacts; Compliance Officers; Buy-Side Traders

What you need to know:

  • The Division of Trading and Markets of the Securities and Exchange Commission (SEC) has issued further guidance regarding the commission's emergency order concerning rules to protect investors against "naked" short selling abuses.
  • The guidance includes answers to questions regarding the order.

Where can I get additional information?


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