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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-10-15 | IXAQ | IX Acquisition Corp. Class A Ordinary Share | Issue Suspensions | |||
| 2024-10-15 | IXAQU | IX Acquisition Corp. Unit | Issue Suspensions | |||
| 2024-10-15 | IXAQW | IX Acquisition Corp. Warrant | Issue Suspensions | |||
| 2024-10-15 | NTZG | Nuveen Global Net Zero Transition ETF | Issue Suspensions | |||
| 2024-10-15 | NVFY | Nova Lifestyle, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-15 | PENG | Penguin Solutions, Inc. Ordinary Shares | Name/Symbol Changes | |||
| 2024-10-15 | PPI | AXS Astoria Real Assets ETF | Anticipated Security Additions | |||
| 2024-10-15 | PPI | AXS Astoria Real Assets ETF | Security Additions | |||
| 2024-10-15 | PTLE | PTL LTD Ordinary Shares | Security Additions | |||
| 2024-10-15 | SFHG | Samfine Creation Holdings Group Limited Ordinary Share | Anticipated Security Additions | |||
| 2024-10-15 | SFHG | Samfine Creation Holdings Group Limited Ordinary Share | Security Additions | |||
| 2024-10-15 | WORX | SCWorx Corp. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-10-16 | ADN | Advent Technologies Holdings, Inc. Class A Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-10-16 | ADNWW | Advent Technologies Holdings, Inc. Warrant | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-10-16 | BTGD | STKD Bitcoin & Gold ETF | Anticipated Security Additions | |||
| 2024-10-16 | BTGD | STKD Bitcoin & Gold ETF | Security Additions | |||
| 2024-10-16 | CNET | ZW Data Action Technologies Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-16 | DLPN | Dolphin Entertainment, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-16 | HRYU | Hanryu Holdings, Inc. Common Stock | Financial Status Changes | H-Deficient and Delinquent | D-Deficient | |
| 2024-10-16 | ILLR | Triller Group Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-16 | ILLRW | Triller Group Inc. Warrant | Name/Symbol Changes | |||
| 2024-10-16 | ME | 23andMe Holding Co. Class A Common Stock | Name/Symbol Changes | |||
| 2024-10-16 | MGRX | Mangoceuticals, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-16 | PTLE | PTL LTD Ordinary Shares | Anticipated Security Additions | |||
| 2024-10-16 | QH | Quhuo Limited American Depository Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-16 | SEEL | Seelos Therapeutics, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-16 | SPHL | Springview Holdings Ltd Class A Ordinary Shares | Anticipated Security Additions | |||
| 2024-10-16 | SPHL | Springview Holdings Ltd Class A Ordinary Shares | Security Additions | |||
| 2024-10-16 | STSS | Sharps Technology Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-16 | VRCA | Verrica Pharmaceuticals Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-16 | WESTW | Westrock Coffee Company Warrants | Issue Suspensions | |||
| 2024-10-16 | WRAP | Wrap Technologies, Inc. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-10-17 | AREB | American Rebel Holdings, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-17 | CARM | Carisma Therapeutics, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-17 | DRCT | Direct Digital Holdings, Inc. Class A Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-10-17 | IPAR | Interparfums, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-17 | MAPS | WM Technology, Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-17 | MBOT | Microbot Medical Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-17 | MESA | Mesa Air Group, Inc. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-10-17 | MULN | Mullen Automotive, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-17 | NDAA | Ned Davis Research 360 Dynamic Allocation ETF | Anticipated Security Additions | |||
| 2024-10-17 | NDAA | Ned Davis Research 360 Dynamic Allocation ETF | Security Additions | |||
| 2024-10-17 | ORIS | Oriental Rise Holdings Limited Ordinary Shares | Anticipated Security Additions | |||
| 2024-10-17 | ORIS | Oriental Rise Holdings Limited Ordinary Shares | Security Additions | |||
| 2024-10-17 | PEGY | Pineapple Energy Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-17 | RNLX | Renalytix plc American Depositary Shares | Issue Deletions | |||
| 2024-10-17 | SONN | Sonnet BioTherapeutics Holdings, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-17 | SPHL | Springview Holdings Ltd Class A Ordinary Shares | Anticipated Security Additions | |||
| 2024-10-17 | TOUR | Tuniu Corporation American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | ABVE | Above Food Ingredients Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient |
