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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-10-18 | ALPP | Alpine 4 Holdings, Inc. Class A Common Stock | Issue Suspensions | |||
| 2024-10-18 | ANY | Sphere 3D Corp. Common Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-18 | BIOR | Biora Therapeutics, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-18 | DPRO | Draganfly Inc. Common Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | FIXT | Procure Disaster Recovery Strategy ETF | Issue Suspensions | |||
| 2024-10-18 | GTAC | Global Technology Acquisition Corp. I Class A Ordinary Shares | Issue Suspensions | |||
| 2024-10-18 | GTACU | Global Technology Acquisition Corp. I Unit | Issue Suspensions | |||
| 2024-10-18 | GTACW | Global Technology Acquisition Corp. I Warrant | Issue Suspensions | |||
| 2024-10-18 | HURA | TuHURA Biosciences, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-18 | HYZN | Hyzon Motors Inc. Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | HYZNW | Hyzon Motors Inc. Warrants | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | KRKR | 36Kr Holdings Inc. American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | LRHC | La Rosa Holdings Corp. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-18 | SAG | SAG Holdings Limited Ordinary Shares | Security Additions | |||
| 2024-10-18 | SANW | S&W Seed Company Common Stock (NV) | Name/Symbol Changes | |||
| 2024-10-18 | SDOT | Sadot Group Inc. Common Stock | Name/Symbol Changes | |||
| 2024-10-18 | TNON | Tenon Medical, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | TNONW | Tenon Medical, Inc. Warrant | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | UPXI | Upexi, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-18 | WTO | UTime Limited Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-21 | CHUY | Chuy's Holdings, Inc. Common Stock | Issue Deletions | |||
| 2024-10-21 | CUE | Cue Biopharma, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-21 | ESN | Essential 40 Stock ETF | Anticipated Security Additions | |||
| 2024-10-21 | ESN | Essential 40 Stock ETF | Security Additions | |||
| 2024-10-21 | GHSI | Guardion Health Sciences, Inc. Common Stock | Issue Deletions | |||
| 2024-10-21 | GRTS | Gritstone bio, Inc. Common Stock | Financial Status Changes | D-Deficient | G-Deficient and Bankrupt | |
| 2024-10-21 | HMNF | HMN Financial, Inc. Common Stock | Issue Deletions | |||
| 2024-10-21 | IVCA | Investcorp AI Acquisition Corp. Class A Ordinary Share | Name/Symbol Changes | |||
| 2024-10-21 | IVCAU | Investcorp AI Acquisition Corp. Unit | Name/Symbol Changes | |||
| 2024-10-21 | IVCAW | Investcorp AI Acquisition Corp. Warrant | Name/Symbol Changes | |||
| 2024-10-21 | NAMI | Jinxin Technology Holding Company American Depositary Shares | Security Additions | |||
| 2024-10-21 | ORGS | Orgenesis Inc. Common Stock | Issue Suspensions | |||
| 2024-10-21 | PXSAP | Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares | Issue Suspensions | |||
| 2024-10-21 | SIFY | Sify Technologies Limited American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-21 | SNAL | Snail, Inc. Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-21 | STRM | Streamline Health Solutions, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-21 | WAI | Top KingWin Ltd Class A Ordinary Shares | Name/Symbol Changes | |||
| 2024-10-22 | ALDFU | Aldel Financial II Inc. Units | Anticipated Security Additions | |||
| 2024-10-22 | ALDFU | Aldel Financial II Inc. Units | Security Additions | |||
| 2024-10-22 | CDAQ | Compass Digital Acquisition Corp. Class A Ordinary Shares | Issue Suspensions | |||
| 2024-10-22 | CDAQU | Compass Digital Acquisition Corp. Unit | Issue Suspensions | |||
| 2024-10-22 | CDAQW | Compass Digital Acquisition Corp. Warrant | Issue Suspensions | |||
| 2024-10-22 | CNVS | Cineverse Corp. Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-22 | GANX | Gain Therapeutics, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-10-22 | GREE | Greenidge Generation Holdings Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-22 | GRTS | Gritstone bio, Inc. Common Stock | Issue Suspensions | |||
| 2024-10-22 | HUHU | HUHUTECH International Group Inc. Ordinary Shares | Anticipated Security Additions | |||
| 2024-10-22 | HUHU | HUHUTECH International Group Inc. Ordinary Shares | Security Additions | |||
| 2024-10-22 | KOPN | Kopin Corporation Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-10-22 | LBGJ | Li Bang International Corporation Inc. Ordinary Shares | Security Additions |
