Friday, July 8, 2016

Equity Trader Alert #2016 - 155
Nasdaq to Begin Listing One Global X Exchange Traded Fund on Tuesday, July 12th, 2016

Category:

  • Listing

Markets Impacted:

Contact Information:

Effective Tuesday, July 12th, 2016, Nasdaq will list the following ETF:

  • The Global X Conscious Companies ETF (ticker: KRMA)

ETF Data Dissemination

Quotation and trade data for Nasdaq-listed ETFs are disseminated via UTP Level 1, Nasdaq Basic, Nasdaq Level 2, and Nasdaq TotalView-ITCH.

Dissemination of the daily valuation information for the ETFs will begin Tuesday, July 12th, 2016. These daily valuations will be widely disseminated and broadly displayed through major index service providers.

ETF Lead Market Maker

Susquehanna Securities (MPID: SUSS) will be the lead market-maker (LMM) for KRMA.

Market Makers

You may register as a market maker by contacting Nasdaq Trade Desk at +1 212 231 5100. Market makers in the ETF can register beginning Tuesday, July 12th, 2016.

All purchasers of newly issued ETF must receive a prospectus or product description.


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Nasdaq (Nasdaq: NDAQ) is a leading global provider of trading, clearing, exchange technology, listing, information and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than 90 marketplaces in 50 countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 3,900 total listings with a market value of approximately $13 trillion. To learn more, visit: business.nasdaq.com.